13F holdings
Three of eight 13F filings on Sept 21 were restatements: Mac Alpha filed a Q2 2026 restatement and Pensioenfonds Rail & OV revised two 2023 quarters, while Silicon Valley Capital Partners filed a fresh $1.23B Q2 portfolio.
Restatements amend previously filed portfolio reports.
These filings cover past portfolio quarters from Q1 2023 to Q2 2026.
September 22, 2026 edition · Daily data: Sep 21, 2026. ADV-W reports keep their monthly period.
134affiliation changes
Affiliation records · not a count of job moves
Registration records for Sept. 21, 2026 show 134 affiliation changes — 80 updates, 31 additions, 23 removals — including two Schwab Wealth Advisory affiliations dropped and a new Nevada approval at State Farm.
· 3 min read
27potential adviser groups
All 27 potential groups · not confirmed team transfers. Observation dates do not establish shared hiring dates.
Nine advisers appear in a Schwab affiliation pattern and 16 in a Wells Fargo pattern. They are two of 27 potential groups observed September 18–20. Firm addresses do not confirm shared branches or team transfers.
· 3 min read
195first-registration records
All 195 records across 88 firms · firm assignments as reported
The complete selected-period roundup lists 195 records, including firm counts for J.P. Morgan, LPL Financial, Morgan Stanley and UBS. Named entries include eight advisers, with dates and firm business addresses reported.
· 2 min read
Daily record observations · not a formation or closure count
Trigram Partners appears as an exempt reporting adviser; Roath Capital reports Florida registration, one employee and $0 regulatory AUM. They are selected examples from 34 ADV record additions observed September 18–20.
· 2 min read
15ADV record exit observations
One square = one record
Daily record observations · not a formation or closure count
HS Tax Wealth Mgmt and Veleta Capital disappeared from their respective daily ADV files. The September 18–20 records contain 15 exit observations; an absent record does not establish a business closure.
· 2 min read
168daily firm filing observations
Daily filing observations · a firm can appear in multiple categories
The September 21 feed contains 168 daily firm filing observations: 165 include Part 1, 83 Part 2 brochures and 67 client relationship summaries. The categories overlap; named examples include Vanguard Group, Morgan Stanley and LPL Financial.
· 2 min read
1firms with verified AUM changes
Previous reportLatest report
Selected largest dollar changes · all qualifying firms in the article table. Reported differences do not measure asset flows.
A Sept. 20 filing lists $1 million in regulatory AUM, compared with $0 in the firm’s Sept. 13 filing. The filings do not explain why the reported amount changed.
· 1 min read
Restatements amend previously filed portfolio reports.
These filings cover past portfolio quarters from Q1 2023 to Q2 2026.
Three of eight 13F filings on Sept 21 were restatements: Mac Alpha filed a Q2 2026 restatement and Pensioenfonds Rail & OV revised two 2023 quarters, while Silicon Valley Capital Partners filed a fresh $1.23B Q2 portfolio.
· 5 min read
Indexed Sep 21, 2026 · cumulative offering amounts are not daily flows
The September 21 filing record contains 201 Form D notices: 125 new notices and 76 amendments. Selected fund filings report cumulative offering amounts of $60,068 and $2 million; those amounts are not daily fundraising flows.
· 2 min read
The latest complete monthly coverage.
29merger-related ADV-W filings
All 29 merger-related filings · reason codes are not unique or completed deal counts
August’s complete ADV-W archive includes 29 merger-related filings. Source reporting adds context for 24 firms, while an internal Teachers Advisors merger is shown separately from the standard acquisition and merger reason.
· 2 min read
51non-merger ADV-W filings
All 51 non-merger filings · filer-stated reasons, including unreported reasons
The complete non-merger list includes 13 closing reasons, 12 no-longer-advising reasons, nine SEC-to-state registration changes and six 120-day eligibility withdrawals. Selected filings show why scope and stated reason matter.
· 3 min read
